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Critical theory II Literature Studies II International Relations

 

Lecture #02

Critical theory

Critical theory, Marxist-inspired movement in social and political philosophy originally associated with the work of the Frankfurt School. Drawing particularly on the thought of Karl Marx and Sigmund Freud, critical theorists maintain that a primary goal of philosophy is to understand and to help overcome the social structures through which people are dominated and oppressed. Believing that science, like other forms of knowledge has been used as an instrument of oppression, they caution against blind faith in scientific progress, arguing that scientific knowledge must not be pursued as an end in itself without reference to the goal of human emancipation. Since the 1970s, critical theory has been immensely influential in the study of history, law, literature, and the social sciences.

Critical Theory
Background

What are my first questions for this course?

Ø  What is literature?

Ø  What are we supposed to do with it?

Ø  How do we approach literature?

Critical theory articulates what we bring to literature, which presumably determines what we get out of it. This is not a chaos of subjectivity. Instead, critical theory tries to examine what types of questions we should pose about literary works.

What does "common sense" say about this? That literature is about life or is a reflection of life written from personal experience? That we study literature in order to "appreciate" something:

Ø  an historical time period and what life was like then?

Ø  or a particular author's ideas and feelings?

These indeed were the standard and unarticulated assumptions about literature traditionally.

HISTORICAL / BIOGRAPHICAL CRITICISM

Until well into the 20th century, much of literary study was based on the assumption that to understand a work you need to understand the author's social background, the author's life, ideas circulating during the time the author was writing, what other works influenced the creation of the one under examination, and so on. Most book introductions still offer this kind of material. Valuable literature, therefore, is that which tells us truths about the period which produced them. We are getting, according to this approach, a vision of human nature or the world in general as filtered through an author's individual insight and perceptions.

One problem with this assumption is that it requires a crash course in matters falling outside the work itself. The reader presumably must rely on an expert's special knowledge before being able to "appreciate" the work, and this makes the study of literature rather elitist. Literature seen this way seems dismissed almost, or at least presented as simply a way of arriving at something anterior to itself: the convictions of the author or that author's experience as part of a specific society. And so why not just study history?

EXPRESSIVE REALISM

When the Aristotelian concept that art is an imitation of reality fused with the Romantic conviction that poetry is a spontaneous overflow of powerful feelings, the "expressive realist" notion took hold, insisting that truly authentic and valuable works are those expressing the perceptions and emotions of a person of sensibility. Thus we gush about how well an author captured the whale-killing experience or conveyed his or her vision of love during the Civil War. But critic Northrup Frye objects to this attitude:

The absurd quantum formula of criticism, the assertion that the critic should confine himself to 'getting out' of a poem exactly what the poet may vaguely be assumed to have been aware of 'putting in', is one of the many slovenly illiteracies that the absence of systematic criticism has allowed to grow up. This quantum theory is the literary form of what may be called the fallacy of premature teleology. It corresponds, in the natural sciences, to the assertion that a phenomenon is as it is because Providence in its inscrutable wisdom made it so. That is, the critic is assumed to have no conceptual framework: it is simply his job to take a poem into which a poet has diligently stuffed a specific number of beauties or effects, and complacently extract them one by one, like his prototype Little Jack Horner. (qtd. in Belsey 27)

Both of the above approaches have fallen under attack in recent decades by scholars objecting to the inherent elitism of the approaches, or the notion of the reader being in the position of passive consumer of literature, or in some cases how these approaches make literary criticism parasitic on literature.

Before we involve ourselves with their approaches, here are some terms designed to codify the most general tendencies in literary criticism.

THEORETICAL CRITICISM proposes a theory of literature and general principles as to how to approach it; criteria for evaluation emerge.

PRACTICAL / APPLIED CRITICISM discusses particular works and authors; the theoretical principles are implicit within the analysis or interpretation.

IMPRESSIONISTIC CRITICISM "appreciates" the responses evoked by works of literature with oohs and ahhs regarding "the soul" and declarations of "masterpieces."

JUDICIAL CRITICISM attempts to analyze and explain those effects through the basic forms of "dissection": subject, style, organization, techniques.

MIMETIC CRITICISM seeks to evaluate literature as an imitation or representation of life.

PRAGMATIC CRITICISM decides how well a work achieves its aims due to the author's strategies.

EXPRESSIVE CRITICISM gushes about how well an author expressed or conveyed him or herself, his or her visions and feelings.

TEXTUAL CRITICISM aims to establish an accurate uncorrupted original text identical with what the author intended. This may involve collating manuscripts and printed versions, deciding on the validity of rediscovered versions or chapters, deciphering damaged manuscripts and illegible handwriting, etc. One medieval problem, for example, is that of minims: ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ ƒ = minimum.

Critical Theory:
Interpretive Strategies

Historicism considers the literary work in light of "what really happened" during the period reflected in that work. It insists that to understand a piece, we need to understand the author's biography and social background, ideas circulating at the time, and the cultural milieu. Historicism also "finds significance in the ways a particular work resembles or differs from other works of its period and/or genre," and therefore may involve source studies. It may also include examination of philology and linguistics. It is typically a discipline involving impressively extensive research.

New Criticism examines the relationships between a text's ideas and its form, "the connection between what a text says and the way it's said." New Critics/Formalists "may find tension, irony, or paradox in this relation, but they usually resolve it into unity and coherence of meaning." New Critics look for patterns of sound, imagery, narrative structure, point of view, and other techniques discernible on close reading of "the work itself." They insist that the meaning of a text should not be confused with the author's intentions nor the text's affective dimension--its effects on the reader. The objective determination as to "how a piece works" can be found through close focus and analysis, rather than through extraneous and erudite special knowledge.

Archetypal criticism "traces cultural and psychological 'myths' that shape the meaning of texts." It argues that "certain literary archetypes determine the structure and function of individual literary works," and therefore that literature imitates not the world but rather the "total dream of humankind." Archetypes (recurring images or symbols, patterns, universal experiences) may include motifs such as the quest or the heavenly ascent, symbols such as the apple or snake, or images such as crucifixion--all laden with meaning already when employed in a particular work.

Psychoanalytic criticism adopts the methods of "reading" employed by Freud and later theorists to interpret what a text really indicates. It argues that "unresolved and sometimes unconscious ambivalences in the author's own life may lead to a disunified literary work," and that the literary work is a manifestation of the author's own neuroses. Psychoanalytic critics focus on apparent dilemmas and conflicts in a work and "attempt to read an author's own family life and traumas into the actions of their characters," realizing that the psychological material will be expressed indirectly, encoded (similar to dreams) through principles such as "condensation," "displacement," and "symbolism."

Feminist criticism critiques patriarchal language and literature by exposing how a work reflects masculine ideology. It examines gender politics in works and traces the subtle construction of masculinity and femininity, and their relative status, positionings, and marginalizations within works.

Marxist criticism argues that literature reflects social institutions and that it is one itself, with a particular ideological function: that literature participates in the series of struggles between oppressed and oppressing classes which makes up human history. Similar to Marx's historical theory, Marxist criticism will focus on the distribution of resources, materialism, class conflict, or the author's analysis of class relations. It examines how some works attempt to shore up an oppressive social order or how they idealize social conflict out of existence, how others offer an alternative collective life or propose a utopian vision as a solution.

Cultural criticism questions traditional value hierarchies and takes a cross-disciplinary approach to works traditionally marginalized by the aesthetic ideology of white European males. Instead of more attention to the canon, cultural studies examines works by minority ethnic groups and postcolonial writers, and the products of folk, urban, and mass culture. Popular literature, soap opera, rock and rap music, cartoons, professional wrestling, food, etc. -- all fall within the domain of cultural criticism. We are focusing on it particularly as it concerns questioning the ways Western cultural tradition expressed in literature defines itself partly by stifling the voices of oppressed groups or even by demonizing those groups. We will focus on how literary tradition has constructed models of identity for oppressed groups, how these groups have constructed oppositional literary identities, and how different communities of readers might interpret the same text differently due to varied value systems.

New Historicism "finds meaning by looking at a text within the framework of the prevailing ideas and assumptions of its historical era, or by considering its contents within a context of 'what really happened' during the period that produced the text." New Historicists concern themselves with the political function of literature and with the concept of power, "the complex means by which societies produce and reproduce themselves." These critics focus on revealing the historically specific model of truth and authority reflected in a given work.

Reader-Response criticism "insists that all literature is a structure of experience, not just a form or meaning," and therefore focuses on finding meaning in the act of reading itself and examines the ways individual readers or communities of readers experience texts. These critics examine how the reader joins with the author "to help the text mean." They determine what kind of reader or what community of readers the work implies and helps to create. They examine "the significance of the series of interpretations the reader goes through in the process of reading."

Deconstruction is a recent school of criticism which ventures beyond the structuralists' assertion that all aspects of human culture are fundamentally languages--complex systems of signs: signifieds (concepts) and signifiers (verbal or non-verbal--and that therefore a quasi-scientific formalism is available for approaching literature (and advertising, fashion, food, etc.). Deconstructionists oppose the "metaphysics of presence," that is, the claim of literature or philosophy that we can find some full, rich meaning outside of or prior to language itself. Like formalists, these critics also look "at the relation of a text's ideas to the way the ideas are expressed. Unlike formalists, though, deconstructionists find meaning in the ways the text breaks down: for instance, in the ways the rhetoric contradicts the ostensible message." Deconstructive criticism "typically argues that a particular literary, historical, or philosophical work both claims to possess full and immediate presence and admits the impossibility of attaining such presence,"--that texts, rather than revealing the New Critic's "unities," actually dismantle themselves due to their intertwined, inevitably opposite "discourses" (strands of narrative, threads of meaning).

Marxism

Karl Marx (1818-1883) was primarily a theorist and historian (less the evil pinko commie demon that McCarthyism fretted about). After examining social organization in a scientific way (thereby creating a methodology for social science: political science), he perceived human history to have consisted of a series of struggles between classes--between the oppressed and the oppressing. Whereas Freud saw "sexual energy" to be the motivating factor behind human endeavor and Nabokov seemed to feel artistic impulse was the real factor, Marx thought that "historical materialism" was the ultimate driving force, a notion involving the distribution of resources, gain, production, and such matters.

The supposedly "natural" political evolution involved (and would in the future involve) "feudalism" leading to "bourgeois capitalism" leading to "socialism" and finally to "utopian communism." In bourgeois capitalism, the privileged bourgeoisie rely on the proletariat--the labor force responsible for survival. Marx theorized that when profits are not reinvested in the workers but in creating more factories, the workers will grow poorer and poorer until no short-term patching is possible or successful. At a crisis point, revolt will lead to a restructuring of the system.

For a political system to be considered communist, the underclasses must own the means of production--not the government nor the police force. Therefore, aside from certain first-century Christian communities and other temporary communes, communism has not yet really existed. (The Soviet Union was actually state-run capitalism.)

Marx is known also for saying that "Religion is the opiate of the people," so he was somewhat aware of the problem that Lenin later dwelt on. Lenin was convinced that workers remain largely unaware of their own oppression since they are convinced by the state to be selfless. One might point to many "opiates of the people" under most political systems--diversions that prevent real consideration of trying to change unjust economic conditions.

Marxist Criticism

According to Marxists, and to other scholars in fact, literature reflects those social institutions out of which it emerges and is itself a social institution with a particular ideological function. Literature reflects class struggle and materialism: think how often the quest for wealth traditionally defines characters. So Marxists generally view literature "not as works created in accordance with timeless artistic criteria, but as 'products' of the economic and ideological determinants specific to that era" (Abrams 149). Literature reflects an author's own class or analysis of class relations, however piercing or shallow that analysis may be.

The Marxist critic simply is a careful reader or viewer who keeps in mind issues of power and money, and any of the following kinds of questions:

Ø  What role does class play in the work; what is the author's analysis of class relations?

Ø  How do characters overcome oppression?

Ø  In what ways does the work serve as propaganda for the status quo; or does it try to undermine it?

Ø  What does the work say about oppression; or are social conflicts ignored or blamed elsewhere?

Ø  Does the work propose some form of utopian vision as a solution to the problems encountered in the work?

 

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